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Wealth Management

Soft skills, sales fundamentals, and the discipline behind a book of business.

Director: Mack Haymond

The BAI Difference

The only finance club at UCLA emphasizing the wealth advisory career path with hands-on practice.

"Wealth management is the long game — built on conviction, rejection-handling, and the relationships you cultivate quarter after quarter." — Mack Haymond

What You'll Learn

  • Rejection-resistance and emotional intelligence
  • Relationship building and long-term client management
  • SIE/Series exam awareness and preparation
  • Wealth advisor career path fundamentals

Signature Projects

Wealth Advisory Mock Engagement

Simulate a realistic client scenario from initial prospecting to portfolio recommendation.

SIE Study Pod

Collaborative curriculum preparing members for the core Securities Industry Essentials exam.

Curriculum (Fall 2026)

Week 1
Introduction & Core Concepts
Week 2
Industry Overview & Terminology
Week 3
Foundational Models & Tools
Week 4
Advanced Case Studies
Week 5
Midterm Project Review
Week 6
Networking & Interview Strategies
Week 7
Deep Dive: Specialized Topics
Week 8
Final Presentations